Auditor Name *
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Importer Code *
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Entry Date *
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AG HTS Used? *
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HTS Numbers Audited & Match Database? *
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Is the invoice "marked up" in accordance with 19 CFR 141.86? *
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Is the INCO Term of Sale listed on the Commercial Invoice? *
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Is the Importer of Record listed as the Buyer/Purchaser on the commercial invoice? *
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Is the County of Origin stated clearly as "Made in X" or "Country of Origin X" ? *
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Is the Total Invoice Value (TIV) shown on Commercial Invoice in USD (with ROE listed)? *
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Were any deductions to the TIV for Non-Dutiable Charges (NDC) applied correctly? *
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Were any additions to the TIV (assists, royalties, etc) applied correctly? *
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Is the Total Entered Value (TEV) shown on Commercial Invoice in USD (with ROE listed)? *
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Is the proper entry type being utilized? *
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Did we receive classification or approval of classification from the Importer of Record? *
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Was a SPI on this entry? *
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If Yes, did it qualify for use and was required backup received and put in file? *
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Did this entry require an OGA (FDA, EPA, FWS, etc) clearance? *
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If yes, did we do it correctly and have a clearance or sign off (FDA may proceed, etc)? *
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If required, was FDA Prior Notice timely (8 hours prior to arrival for Ocean, 4 hours for Air Freight or 2 hours for Truck/Rail)? *
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Are the products subject to ADD / CVD? *
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Was ADD/CVD status confirmed with the IOR? *
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If the shipment is ADD, is an ADD Anti-Reimbursement Statement Attached (signed by IOR)? *
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If the Importer and Manufacturer are related, does the Entry Summary so state? *
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Were there Census Errors on this entry and if it was RLF was an AII transmitted? *
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If Yes, did a supervisor or manager approve proceeding with the entry as originally entered? *
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Is there a signed 7501 in file? *
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Is there a released 3461 in file (either signed, perfed, or electronic)? *
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Did the 7501 amount for Duties, Fees and Taxes match the Entry Summary? *
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Did Broker receive ISF info from the Importer prior to the container leaving origin? *
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Was ISF filed before export? *
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Was the ISF approved and accepted at the appropriate times (48 hours prior to arrival)? *
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